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RAINIER FAMILY WEALTH, INC.

TACOMA, WA · CRD 332062 · IAPD ↗ · rainierfamilywealth.com · 253-448-2107

$331.5MRegulatory AUM
3Advisory reps
5Employees
0Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
May 2026 — RAINIER FAMILY WEALTH, INC. now reports custody of client assets ($308.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
April 2026 — RAINIER FAMILY WEALTH, INC. notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
March 2026 — RAINIER FAMILY WEALTH, INC. reported RAUM up 39% ($237.7M -> $331.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
March 2026 — RAINIER FAMILY WEALTH, INC. reports 101-250 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
March 2025 — RAINIER FAMILY WEALTH, INC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2025 — RAINIER FAMILY WEALTH, INC. reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
March 2025 — RAINIER FAMILY WEALTH, INC. reported RAUM up 122% ($107.2M -> $237.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
December 2024 — RAINIER FAMILY WEALTH, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
November 2024 — RAINIER FAMILY WEALTH, INC.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
September 2024 — RAINIER FAMILY WEALTH, INC. (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.