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KENT LAKE PR LLC

RINCON, PR · CRD 299642 · IAPD ↗ · 415-799-2720

$470.8MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
March 2026 — KENT LAKE PR LLC (RINCON, PR) left the SEC roster (was $470.8M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
28
December 2024 — KENT LAKE PR LLC filed an Item 4A succession naming KENT LAKE PR LLC (CRD 299642) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
33
December 2024 — KENT LAKE PR LLC moved its main office from ANASCO, PR to RINCON, PR.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
38
December 2024 — KENT LAKE PR LLC shrank from 5 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
43
October 2024 — KENT LAKE CAPITAL LLC is now doing business as KENT LAKE PR LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
53
October 2024 — KENT LAKE PR LLC now reports custody of client assets ($285.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
30
September 2024 — KENT LAKE CAPITAL LLC notice-filed in PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
33
September 2024 — KENT LAKE CAPITAL LLC moved its main office from RENO, NV to ANASCO, PR.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.