← Tributary

RIVERROCK ASSET MANAGEMENT LLC

HOUSTON, TX · CRD 147691 · IAPD ↗ · 713-375-1300

$0Regulatory AUM
5Advisory reps
5Employees
0Clients
0Planning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2025 — RIVERROCK ASSET MANAGEMENT LLC shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
30
December 2024 — RIVERROCK ASSET MANAGEMENT LLC moved its main office from AUSTIN, TX to HOUSTON, TX.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.