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AZ APICE CAPITAL MANAGEMENT LLC

MIAMI, FL · CRD 281973 · IAPD ↗ · azapice.com · 305-912-0915

$375.8MRegulatory AUM
2Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
1States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — AZ APICE CAPITAL MANAGEMENT LLC (MIAMI, FL) left the SEC roster (was $375.8M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
December 2024 — AZ APICE CAPITAL MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.