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L & S ADVISORS, INC

LOS ANGELES, CA · CRD 140923 · IAPD ↗ · 310-893-6060

$1.16BRegulatory AUM
9Advisory reps
15Employees
0Clients
1-10Planning clients
0Private funds
21States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
July 2026 — L & S ADVISORS, INC notice-filed in GA, OH, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
July 2026 — L & S ADVISORS, INC shrank from 15 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
30
July 2025 — L & S ADVISORS, INC changed its website from lsadvisor.com to lsadvisors.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
July 2025 — L & S ADVISORS, INC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
July 2025 — L & S ADVISORS, INC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
49
December 2024 — L & S ADVISORS, INC notice-filed in MI, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
June 2024 — L & S ADVISORS, INC crossed $1B in regulatory AUM ($830.5M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.