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PACIFICA WEALTH ADVISORS, INC.

· CRD 136054 · IAPD ↗ · (855) 554-3677

$176.1MRegulatory AUM
1Advisory reps
2Employees
2Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — PACIFICA WEALTH ADVISORS, INC. (location n/a) left the SEC roster (was $176.1M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
40
January 2025 — PACIFICA WEALTH ADVISORS, INC. filed an Item 4A succession naming PACIFICA WEALTH ADVISORS, INC. (CRD 136054) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
42
December 2024 — PACIFICA WEALTH ADVISORS, INC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
February 2024 — PACIFICA WEALTH ADVISORS, INC. now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.