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MATTERS CAPITAL LLC

CORAL GABLES, FL · CRD 333776 · IAPD ↗ · matters.capital · (305) 528-3701

$296.8MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
July 2026 — MATTERS CAPITAL LLC moved its main office from MIAMI, FL to CORAL GABLES, FL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
68
April 2026 — MATTERS CAPITAL LLC now reports custody of client assets ($400,000).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
72
April 2026 — MATTERS CAPITAL LLC reported RAUM up 70% ($174.3M -> $296.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
July 2025 — MATTERS CAPITAL LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
March 2025 — MATTERS CAPITAL LLC (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.