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FPNAVIGATORS

MAPLE GROVE, MN · CRD 332831 · IAPD ↗ · fpnavigators.com · 763-265-4450

$355.1MRegulatory AUM
5Advisory reps
8Employees
7Clients
251-500Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
February 2026 — FPNAVIGATORS now reports custody of client assets ($22.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
March 2025 — FPNAVIGATORS notice-filed in NE, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2025 — FPNAVIGATORS grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
March 2025 — FPNAVIGATORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
76
March 2025 — FPNAVIGATORS reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
January 2025 — FPNAVIGATORS began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
95
November 2024 — FPNAVIGATORS (MAPLE GROVE, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.