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TANCOOK INVESTMENT MANAGEMENT LIMITED

TORONTO, ONTARIO, Canada · CRD 334139 · IAPD ↗ · tancookinvestment.com · (647) 338-1915

$27.5MRegulatory AUM
4Advisory reps
7Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

30
June 2026 — TANCOOK INVESTMENT MANAGEMENT LIMITED (TORONTO, ONTARIO, Canada) left the SEC roster (was $27.5M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
35
April 2026 — TANCOOK INVESTMENT MANAGEMENT LIMITED now reports custody of client assets ($27.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
65
March 2025 — TANCOOK INVESTMENT MANAGEMENT LIMITED (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.