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BLACKRIDGE ASSET MANAGEMENT, LLC

JUPITER, FL · CRD 277085 · IAPD ↗ · peakbrokerageservices.com · 561-641-5050

$216.7MRegulatory AUM
66Advisory reps
69Employees
1990Clients
51-100Planning clients
0Private funds
38States
8Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — BLACKRIDGE ASSET MANAGEMENT, LLC reported RAUM down 41% ($370.3M -> $216.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
October 2026 — BLACKRIDGE ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 6 (2 -> 8).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
60
October 2026 — BLACKRIDGE ASSET MANAGEMENT, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
73
June 2026 — BLACKRIDGE ASSET MANAGEMENT, LLC reported RAUM up 88% ($196.8M -> $370.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
76
June 2026 — BLACKRIDGE ASSET MANAGEMENT, LLC grew from 59 to 67 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
May 2026 — BLACKRIDGE ASSET MANAGEMENT, LLC notice-filed in WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — BLACKRIDGE ASSET MANAGEMENT, LLC shrank from 80 to 59 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
42
March 2025 — BLACKRIDGE ASSET MANAGEMENT, LLC notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — BLACKRIDGE ASSET MANAGEMENT, LLC reported RAUM up 31% ($142.6M -> $186.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.