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ALTIUM INVESTMENT STRATEGIES LLC

WESLEY CHAPEL, FL · CRD 333950 · IAPD ↗ · 813-215-7783

$517.7MRegulatory AUM
4Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
April 2026 — ALTIUM INVESTMENT STRATEGIES LLC crossed $500M in regulatory AUM ($184.8M -> $517.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
61
April 2026 — ALTIUM INVESTMENT STRATEGIES LLC grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
57
December 2025 — ALTIUM INVESTMENT STRATEGIES LLC reported RAUM up 63% ($113.0M -> $184.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
July 2025 — ALTIUM INVESTMENT STRATEGIES LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
60
July 2025 — ALTIUM INVESTMENT STRATEGIES LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
March 2025 — ALTIUM INVESTMENT STRATEGIES LLC (WESLEY CHAPEL, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.