← Tributary

CC CAPITAL INSURANCE ADVISORS LLC

NEW YORK, NY · CRD 334723 · IAPD ↗ · cc.capital · 212-355-5515

$937.4MRegulatory AUM
1Advisory reps
6Employees
0Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
April 2026 — CC CAPITAL INSURANCE ADVISORS LLC now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2026 — CC CAPITAL INSURANCE ADVISORS LLC crossed $500M in regulatory AUM ($320.0M -> $937.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
58
April 2026 — CC CAPITAL INSURANCE ADVISORS LLC now reports 1 private fund(s) ($599.5M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
63
July 2025 — CC CAPITAL INSURANCE ADVISORS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
March 2025 — CC CAPITAL INSURANCE ADVISORS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.