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ABOUND FINANCIAL

GRANITE BAY, CA · CRD 327724 · IAPD ↗ · 916-846-7780

$428.0MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
May 2026 — ABOUND FINANCIAL notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2026 — ABOUND FINANCIAL notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
March 2025 — ABOUND FINANCIAL notice-filed in AZ, ID, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
March 2025 — ABOUND FINANCIAL now reports custody of client assets ($605).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
53
February 2024 — ABOUND FINANCIAL shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
February 2024 — ABOUND FINANCIAL added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
February 2024 — ABOUND FINANCIAL notice-filed in AZ, ID, NH, NV, OR, TX, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
February 2024 — ABOUND FINANCIAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.