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NORTHCAPE CAPITAL

SYDNEY, NEW SOUTH WALES, Australia · CRD 332305 · IAPD ↗ · 02-8234-3623

$12.29BRegulatory AUM
14Advisory reps
33Employees
1Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

70
March 2025 — NORTHCAPE CAPITAL (SYDNEY, NEW SOUTH WALES, Australia) is newly SEC-registered with $9.13B RAUM and 17 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.