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WACKER & ASSOCIATES, INC.

JACKSON, MN · CRD 159879 · IAPD ↗ · 507-847-3886

$180.2MRegulatory AUM
3Advisory reps
4Employees
1Clients
1-10Planning clients
0Private funds
7States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — WACKER & ASSOCIATES, INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2026 — WACKER & ASSOCIATES, INC. reported RAUM up 27% ($141.7M -> $180.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
March 2025 — WACKER & ASSOCIATES, INC. (JACKSON, MN) is newly SEC-registered with $141.7M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.