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PLAN TO PROSPER WEALTH MANAGEMENT

ORMOND BEACH, FL · CRD 327660 · IAPD ↗ · myplantoprosper.com · 386-271-2127

$234.3MRegulatory AUM
2Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2026 — PLAN TO PROSPER WEALTH MANAGEMENT now reports custody of client assets ($125.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
66
March 2026 — PLAN TO PROSPER WEALTH MANAGEMENT reported RAUM up 57% ($149.1M -> $234.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
March 2025 — PLAN TO PROSPER WEALTH MANAGEMENT (ORMOND BEACH, FL) is newly SEC-registered with $149.1M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.