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RIGGS CAPITAL MANAGEMENT, LLC

AMERICAN FORK, UT · CRD 120253 · IAPD ↗ · riggscapmgt.com · 801-221-7923

$306.8MRegulatory AUM
6Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
June 2025 — RIGGS CAPITAL MANAGEMENT, LLC (AMERICAN FORK, UT) left the SEC roster (was $306.8M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
28
March 2025 — RIGGS CAPITAL MANAGEMENT, LLC changed its website from rcminvestments.com to riggscapmgt.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
March 2025 — RIGGS CAPITAL MANAGEMENT, LLC notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — RIGGS CAPITAL MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.