← Tributary

DORVAL & CHORNE FINANCIAL ADVISORS

MAPLE GROVE, MN · CRD 309512 · IAPD ↗ · dorvalchorne.com · 612-436-3714

$373.9MRegulatory AUM
3Advisory reps
7Employees
9Clients
More than 500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
March 2026 — DORVAL & CHORNE FINANCIAL ADVISORS reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
March 2026 — DORVAL & CHORNE FINANCIAL ADVISORS now reports custody of client assets ($8.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
March 2025 — DORVAL & CHORNE FINANCIAL ADVISORS notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.