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EMERALD ASSET MANAGEMENT, INC.

ROCKY MOUNT, NC · CRD 174691 · IAPD ↗ · emeraldam.com · 252-443-7616

$120.8MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — EMERALD ASSET MANAGEMENT, INC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
March 2025 — EMERALD ASSET MANAGEMENT, INC. (ROCKY MOUNT, NC) is newly SEC-registered with $110.4M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.