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FREC

SAN FRANCISCO, CA · CRD 325982 · IAPD ↗ · 855-900-3732

$567.2MRegulatory AUM
1Advisory reps
7Employees
1747Clients
n/aPlanning clients
0Private funds
36States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — FREC notice-filed in AR, DC, HI, IA, ID, IN, MD, MI, MO, MT, NH, OH, SC, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — FREC crossed $500M in regulatory AUM ($119.2M -> $567.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
50
March 2025 — FREC notice-filed in CT, IL, KS, MN, NC, NE, NV, OR, TN, UT, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2025 — FREC reported RAUM up 1318% ($8.4M -> $119.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
May 2024 — FREC notice-filed in AZ, CO, FL, GA, MA, NJ, NY, PA, TX, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.