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LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

LOUISVILLE, KY · CRD 324258 · IAPD ↗ · legacyfia.com · (502) 873-0522

$484.0MRegulatory AUM
5Advisory reps
8Employees
0Clients
251-500Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2025 — LEGACY FINANCIAL INDEPENDENT ADVISORS LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
49
March 2025 — LEGACY FINANCIAL INDEPENDENT ADVISORS LLC notice-filed in MA, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — LEGACY FINANCIAL INDEPENDENT ADVISORS LLC reported RAUM up 40% ($306.5M -> $428.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.