← Tributary

CAROLINA FINANCIAL ADVISORS, INC.

GREENSBORO, NC · CRD 118823 · IAPD ↗ · carolinafinancialadvisors.com · 336-333-0176

$240.9MRegulatory AUM
4Advisory reps
7Employees
3Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2025 — CAROLINA FINANCIAL ADVISORS, INC. notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
March 2025 — CAROLINA FINANCIAL ADVISORS, INC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.