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PINE HARBOR WEALTH MANAGEMENT LLC

FAIRFAX, VA · CRD 317352 · IAPD ↗ · 703-589-9100

$507.1MRegulatory AUM
1Advisory reps
2Employees
12Clients
101-250Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

43
March 2026 — PINE HARBOR WEALTH MANAGEMENT LLC filed an Item 4A succession naming PINE HARBOR WEALTH MANAGEMENT LLC (CRD 317352) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
61
March 2026 — PINE HARBOR WEALTH MANAGEMENT LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
March 2026 — PINE HARBOR WEALTH MANAGEMENT LLC crossed $500M in regulatory AUM ($444.8M -> $507.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
January 2026 — PINE HARBOR WEALTH MANAGEMENT LLC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
March 2025 — PINE HARBOR WEALTH MANAGEMENT LLC moved its main office from SILVER SPRING, MD to FAIRFAX, VA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
73
April 2024 — PINE HARBOR WEALTH MANAGEMENT LLC reported RAUM up 124% ($158.7M -> $356.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
February 2024 — PINE HARBOR WEALTH MANAGEMENT LLC (SILVER SPRING, MD) is newly SEC-registered with $158.7M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.