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CLAYTON FINANCIAL GROUP, LLC

ST. LOUIS, MO · CRD 226729 · IAPD ↗ · (314) 446-3250

$793.8MRegulatory AUM
3Advisory reps
7Employees
0Clients
101-250Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
March 2026 — CLAYTON FINANCIAL GROUP, LLC reported RAUM down 54% ($1.74B -> $793.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
53
March 2026 — CLAYTON FINANCIAL GROUP, LLC shrank from 8 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
51
March 2025 — CLAYTON FINANCIAL GROUP, LLC notice-filed in MN, UT, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — CLAYTON FINANCIAL GROUP, LLC shrank from 9 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2024 — CLAYTON FINANCIAL GROUP, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2024 — CLAYTON FINANCIAL GROUP, LLC reported RAUM up 27% ($1.20B -> $1.52B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.