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ELDRIDGE SME ADVISERS

NEW YORK, NY · CRD 334010 · IAPD ↗ · eldridge.com · (212) 895-2000

$200.9MRegulatory AUM
110Advisory reps
292Employees
0Clients
n/aPlanning clients
2Private funds
7States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

31
April 2026 — ELDRIDGE SME ADVISERS notice-filed in FL, GA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
April 2026 — ELDRIDGE SME ADVISERS added office(s): 3 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
April 2026 — ELDRIDGE SME ADVISERS now reports custody of client assets ($46.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2026 — ELDRIDGE SME ADVISERS now reports 2 private fund(s) ($200.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
65
April 2026 — ELDRIDGE SME ADVISERS grew from 8 to 110 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
32
July 2025 — ELDRIDGE SME ADVISERS notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
July 2025 — ELDRIDGE SME ADVISERS added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
July 2025 — ELDRIDGE SME ADVISERS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
March 2025 — ELDRIDGE SME ADVISERS (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.