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STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC

MIAMI, FL · CRD 311846 · IAPD ↗ · stratos.xyz · 214-845-7254

$128.8MRegulatory AUM
3Advisory reps
6Employees
0Clients
n/aPlanning clients
10Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
December 2025 — STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC (MIAMI, FL) left the SEC roster (was $128.8M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
March 2025 — STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC moved its main office from NEWPORT BEACH, CA to MIAMI, FL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
35
March 2025 — STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
25
May 2024 — STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC filed an Item 4A succession naming STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC (CRD 311846) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
30
March 2024 — STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC reported RAUM down 35% ($161.5M -> $105.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
March 2024 — STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.