← Tributary

HEADWATER INVESTMENT CONSULTING,INC.

MCMINNVILLE, OR · CRD 133009 · IAPD ↗ · 503-565-2100

$543.0MRegulatory AUM
5Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — HEADWATER INVESTMENT CONSULTING,INC. crossed $500M in regulatory AUM ($466.3M -> $543.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
49
March 2025 — HEADWATER INVESTMENT CONSULTING,INC. notice-filed in AZ, ID, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2024 — HEADWATER INVESTMENT CONSULTING,INC. notice-filed in NH, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.