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TD CAPITAL MANAGEMENT LLC

MEMPHIS, TN · CRD 106125 · IAPD ↗ · 901-681-0021

$1.24BRegulatory AUM
8Advisory reps
13Employees
0Clients
0Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
March 2025 — TD CAPITAL MANAGEMENT LLC notice-filed in LA, MD, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
March 2025 — TD CAPITAL MANAGEMENT LLC crossed $1B in regulatory AUM ($971.0M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.