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CANACCORD GENUITY WEALTH MANAGEMENT

VANCOUVER, BC, Canada · CRD 7449 · IAPD ↗ · 604-643-7300

$135.5MRegulatory AUM
32Advisory reps
32Employees
0Clients
n/aPlanning clients
0Private funds
12States
25Disclosures
foreignSegment
ApprovedSEC status

Filing changes

31
July 2026 — CANACCORD GENUITY WEALTH MANAGEMENT reported RAUM up 34% ($101.2M -> $135.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
12
July 2025 — CANACCORD GENUITY WEALTH MANAGEMENT notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
20
July 2025 — CANACCORD GENUITY WEALTH MANAGEMENT added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
July 2025 — CANACCORD GENUITY WEALTH MANAGEMENT grew from 7 to 31 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
12
March 2025 — CANACCORD GENUITY WEALTH MANAGEMENT notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
12
July 2024 — CANACCORD GENUITY WEALTH MANAGEMENT notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
20
July 2024 — CANACCORD GENUITY WEALTH MANAGEMENT added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
39
July 2024 — CANACCORD GENUITY WEALTH MANAGEMENT reported RAUM up 73% ($53.5M -> $92.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.