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HORAN WEALTH MANAGEMENT

CINCINNATI, OH · CRD 40794 · IAPD ↗ · horanwealth.com · 513-745-0707

$698.2MRegulatory AUM
10Advisory reps
27Employees
5Clients
1-10Planning clients
0Private funds
34States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2026 — HORAN WEALTH MANAGEMENT (CINCINNATI, OH) left the SEC roster (was $698.2M RAUM, 10 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
63
April 2025 — HORAN WEALTH MANAGEMENT reported RAUM up 28% ($545.2M -> $698.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
March 2025 — HORAN WEALTH MANAGEMENT notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
October 2024 — HORAN WEALTH MANAGEMENT now reports custody of client assets ($293.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.