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GRAGG FINANCIAL

SHELBY, NC · CRD 110592 · IAPD ↗ · graggfinancial.com · 704-482-2001

$215.4MRegulatory AUM
3Advisory reps
12Employees
327Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
March 2025 — GRAGG FINANCIAL notice-filed in FL, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2025 — GRAGG FINANCIAL reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.