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TFC FINANCIAL MANAGEMENT INC

BOSTON, MA · CRD 105062 · IAPD ↗ · tfcfinancial.com · 617-210-6700

$1.78BRegulatory AUM
12Advisory reps
22Employees
16Clients
251-500Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — TFC FINANCIAL MANAGEMENT INC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
72
April 2026 — TFC FINANCIAL MANAGEMENT INC grew from 10 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
72
April 2026 — TFC FINANCIAL MANAGEMENT INC reports 251-500 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
July 2025 — TFC FINANCIAL MANAGEMENT INC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
March 2025 — TFC FINANCIAL MANAGEMENT INC notice-filed in RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
May 2024 — TFC FINANCIAL MANAGEMENT INC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.