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ONEAMERICA INVESTMENT ADVISORY SERVICES LLC

WINDSOR, CT · CRD 285390 · IAPD ↗ · 860-580-4414

$5.09BRegulatory AUM
6Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
51States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

55
April 2026 — ONEAMERICA INVESTMENT ADVISORY SERVICES LLC (WINDSOR, CT) left the SEC roster (was $5.09B RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
40
March 2025 — ONEAMERICA INVESTMENT ADVISORY SERVICES LLC moved its main office from INDIANAPOLIS, IN to WINDSOR, CT.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.