← Tributary

KLEINHENZ & ASSOCIATES LTD.

· CRD 146015 · IAPD ↗ · kleinhenzwealth.com · 216-321-0889

$173.8MRegulatory AUM
3Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — KLEINHENZ & ASSOCIATES LTD. (location n/a) left the SEC roster (was $173.8M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
March 2025 — KLEINHENZ & ASSOCIATES, LTD. is now doing business as KLEINHENZ & ASSOCIATES LTD..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.