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WESTERN ASSET MANAGEMENT COMPANY

PASADENA, CA · CRD 110441 · IAPD ↗ · 626-844-9400

$184.99BRegulatory AUM
82Advisory reps
137Employees
0Clients
n/aPlanning clients
33Private funds
52States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
January 2026 — WESTERN ASSET MANAGEMENT COMPANY reported RAUM down 38% ($298.75B -> $184.99B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
84
January 2026 — WESTERN ASSET MANAGEMENT COMPANY grew from 68 to 82 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
March 2025 — WESTERN ASSET MANAGEMENT COMPANY's Item 11 disclosure-reporting entries rose by 5 (3 -> 8).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
January 2025 — WESTERN ASSET MANAGEMENT COMPANY shrank from 114 to 68 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.