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WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.

MEMPHIS, TN · CRD 105959 · IAPD ↗ · whcfa.com · 901-761-5068

$342.1MRegulatory AUM
4Advisory reps
10Employees
20Clients
26-50Planning clients
0Private funds
6States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
March 2025 — WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2025 — WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
61
March 2025 — WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
April 2024 — WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. reported RAUM up 31% ($222.0M -> $290.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.