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PROWELL FINANCIAL MANAGEMENT, LLC

EXTON, PA · CRD 281762 · IAPD ↗ · prowell-financial.com · 484-359-4057

$6.86BRegulatory AUM
3Advisory reps
4Employees
0Clients
26-50Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
October 2026 — PROWELL FINANCIAL MANAGEMENT, LLC notice-filed in NE, VI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
March 2025 — PROWELL FINANCIAL MANAGEMENT, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2025 — PROWELL FINANCIAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
March 2025 — PROWELL FINANCIAL MANAGEMENT, LLC now reports custody of client assets ($6.26B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
66
April 2024 — PROWELL FINANCIAL MANAGEMENT, LLC reported RAUM up 30% ($6.41B -> $8.34B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.