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BLUE DIAMOND CAPITAL INVESTMENT ADVISORS

PROVO, UT · CRD 333059 · IAPD ↗ · bdc-ia.com · 801-932-0311

$301.4MRegulatory AUM
2Advisory reps
3Employees
0Clients
1-10Planning clients
10Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
July 2025 — BLUE DIAMOND CAPITAL INVESTMENT ADVISORS reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
73
July 2025 — BLUE DIAMOND CAPITAL INVESTMENT ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
July 2025 — BLUE DIAMOND CAPITAL INVESTMENT ADVISORS now reports 8 private fund(s) ($68.1M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
95
March 2025 — BLUE DIAMOND CAPITAL INVESTMENT ADVISORS (PROVO, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.