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OATH PLANNING, LLC

TULSA, OK · CRD 299187 · IAPD ↗ · 888-534-4330

$284.7MRegulatory AUM
6Advisory reps
8Employees
0Clients
251-500Planning clients
0Private funds
27States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
March 2026 — OATH PLANNING, LLC reported RAUM up 42% ($200.6M -> $284.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
March 2026 — OATH PLANNING, LLC now reports custody of client assets ($30.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
January 2026 — OATH PLANNING, LLC notice-filed in CA, CT, IN, KS, KY, ME, MI, MO, MS, PA, SC, UT, VA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2025 — OATH PLANNING, LLC notice-filed in FL, IA, IL, NC, NE, NY, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
March 2025 — OATH PLANNING, LLC reported RAUM up 62% ($123.5M -> $200.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2024 — OATH PLANNING, LLC added office(s): 8 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2024 — OATH PLANNING, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.