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HARBOR HILLS FINANCIAL ADVISORS

MONTECITO, CA · CRD 312691 · IAPD ↗ · harborhillsinc.com · 805-698-8172

$128.0MRegulatory AUM
3Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
April 2026 — HARBOR HILLS FINANCIAL ADVISORS reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
March 2025 — HARBOR HILLS FINANCIAL ADVISORS (MONTECITO, CA) is newly SEC-registered with $116.0M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.