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ARCHFORD CAPITAL STRATEGIES, LLC

SWANSEA, IL · CRD 164482 · IAPD ↗ · 618-416-7085

$1.49BRegulatory AUM
16Advisory reps
45Employees
4Clients
More than 500Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — ARCHFORD CAPITAL STRATEGIES, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
78
April 2026 — ARCHFORD CAPITAL STRATEGIES, LLC grew from 8 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
January 2026 — ARCHFORD CAPITAL STRATEGIES, LLC notice-filed in CA, KY, NC, OH, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
August 2025 — ARCHFORD CAPITAL STRATEGIES, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
March 2025 — ARCHFORD CAPITAL STRATEGIES, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2025 — ARCHFORD CAPITAL STRATEGIES, LLC shrank from 10 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
March 2025 — ARCHFORD CAPITAL STRATEGIES, LLC crossed $1B in regulatory AUM ($971.5M -> $1.28B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
April 2024 — ARCHFORD CAPITAL STRATEGIES, LLC shrank from 13 to 10 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
61
April 2024 — ARCHFORD CAPITAL STRATEGIES, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.