← Tributary

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

LOS ANGELES, CA · CRD 321735 · IAPD ↗ · (310) 795-0622

$224.4MRegulatory AUM
4Advisory reps
5Employees
0Clients
11-25Planning clients
1Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
July 2026 — ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) now reports 1 private fund(s) ($1.1M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
61
February 2026 — ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) reported RAUM up 33% ($168.8M -> $224.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
March 2025 — ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2025 — ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
50
May 2024 — ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
58
February 2024 — ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.