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ICG INVESTMENTS INC

NEW YORK, NY · CRD 162589 · IAPD ↗ · icgam.com · 212-710-9650

$49.69BRegulatory AUM
54Advisory reps
94Employees
0Clients
n/aPlanning clients
67Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — ICG INVESTMENTS INC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
51
April 2026 — ICG INVESTMENTS INC reported RAUM up 32% ($37.74B -> $49.69B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
December 2025 — INTERMEDIATE CAPITAL GROUP, INC is now doing business as ICG INVESTMENTS INC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
40
April 2025 — INTERMEDIATE CAPITAL GROUP, INC shrank from 90 to 51 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2024 — INTERMEDIATE CAPITAL GROUP, INC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
April 2024 — INTERMEDIATE CAPITAL GROUP, INC reported RAUM up 29% ($23.55B -> $30.39B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.