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LEGACY PRIVATE CLIENT SERVICES

POINTE-CLAIRE. QC, Canada · CRD 331736 · IAPD ↗ · legacyprivateclientservices.com · 514-782-5966

$0Regulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

20
October 2026 — LEGACY PRIVATE CLIENT SERVICES added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
20
July 2026 — LEGACY PRIVATE CLIENT SERVICES shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
37
May 2026 — LEGACY PRIVATE CLIENT SERVICES grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
25
December 2025 — ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC is now doing business as LEGACY PRIVATE CLIENT SERVICES.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
20
August 2025 — ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
September 2024 — ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC (POINTE-CLAIRE. QC, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.