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WEDBUSH SECURITIES INC.

PASADENA, CA · CRD 877 · IAPD ↗ · wedbush.com · 213-688-8000

$6.75BRegulatory AUM
288Advisory reps
288Employees
0Clients
More than 500Planning clients
0Private funds
53States
107Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
October 2026 — WEDBUSH SECURITIES INC. reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
October 2026 — WEDBUSH SECURITIES INC. grew from 202 to 288 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
December 2025 — WEDBUSH SECURITIES INC. moved its main office from LOS ANGELES, CA to PASADENA, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
December 2025 — WEDBUSH SECURITIES INC. shrank from 214 to 202 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
July 2025 — WEDBUSH SECURITIES INC.'s Item 11 disclosure-reporting entries rose by 1 (106 -> 107).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
October 2024 — WEDBUSH SECURITIES INC. shrank from 227 to 214 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
October 2024 — WEDBUSH SECURITIES INC. reported RAUM up 28% ($4.50B -> $5.74B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.