← Tributary

AUREUM WEALTH MANAGEMENT, LLC

NORTH PALM BEACH, FL · CRD 272027 · IAPD ↗ · aureumwealthmanagement.com · (561) 209-1120

$150.6MRegulatory AUM
3Advisory reps
4Employees
4Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
May 2026 — AUREUM WEALTH MANAGEMENT, LLC notice-filed in CA, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
December 2025 — TFG FINANCIAL ADVISORS, LLC is now doing business as AUREUM WEALTH MANAGEMENT, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
50
April 2025 — TFG FINANCIAL ADVISORS, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2025 — TFG FINANCIAL ADVISORS, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
62
April 2025 — TFG FINANCIAL ADVISORS, LLC reported RAUM up 38% ($111.9M -> $154.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
July 2024 — TFG FINANCIAL ADVISORS, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
June 2024 — TFG FINANCIAL ADVISORS, LLC (NORTH PALM BEACH, FL) is newly SEC-registered with $111.9M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.