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SENECA HOUSE ADVISORS

RICHMOND, VA · CRD 210519 · IAPD ↗ · senecahouseadvisors.com · (804) 332-6574

$506.1MRegulatory AUM
4Advisory reps
8Employees
2Clients
51-100Planning clients
1Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
September 2026 — SENECA HOUSE ADVISORS (RICHMOND, VA) left the SEC roster (was $506.1M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2026 — SENECA HOUSE ADVISORS notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — SENECA HOUSE ADVISORS crossed $500M in regulatory AUM ($424.7M -> $506.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
28
December 2025 — SENECA HOUSE ADVISORS changed its website from stonypointwealth.com to senecahouseadvisors.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
53
April 2024 — SENECA HOUSE ADVISORS shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.