← Tributary

CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED

EDINBURGH, United Kingdom · CRD 139012 · IAPD ↗ · 44 131 229 5252

$9.89BRegulatory AUM
16Advisory reps
44Employees
0Clients
n/aPlanning clients
0Private funds
53States
7Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
January 2026 — CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED shrank from 35 to 16 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
January 2026 — CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
30
December 2025 — MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED is now doing business as CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
25
May 2024 — MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED's Item 11 disclosure-reporting entries rose by 4 (3 -> 7).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.