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ROCKPOINT

BOSTON, MA · CRD 156630 · IAPD ↗ · rockpoint.com · 617-437-8400

$13.04BRegulatory AUM
40Advisory reps
112Employees
0Clients
n/aPlanning clients
39Private funds
4States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — ROCKPOINT shrank from 46 to 40 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
April 2025 — ROCKPOINT moved its main office from DALLAS, TX to BOSTON, MA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
40
April 2025 — ROCKPOINT shrank from 53 to 46 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.