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MONTAG & CALDWELL, AN ADVOCACY WEALTH COMPANY

ATLANTA, GA · CRD 104841 · IAPD ↗ · 404-836-7141

$577.0MRegulatory AUM
8Advisory reps
14Employees
5Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
December 2025 — MONTAG & CALDWELL, AN ADVOCACY WEALTH COMPANY (ATLANTA, GA) left the SEC roster (was $577.0M RAUM, 8 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
58
April 2025 — MONTAG & CALDWELL, LLC is now doing business as MONTAG & CALDWELL, AN ADVOCACY WEALTH COMPANY.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
48
April 2024 — MONTAG & CALDWELL, LLC reported RAUM down 29% ($964.6M -> $683.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
53
April 2024 — MONTAG & CALDWELL, LLC shrank from 10 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.